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Guardian Compliance Suite

Regulatory compliance · by Saturn

Intelligent risk management technology that automates file checks and meeting observations to gain complete visibility of regulatory adherence across every client interaction.

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What it does

Intelligent risk management technology that automates file checks and meeting observations to gain complete visibility of regulatory adherence across every client interaction.

  • Financial advice workflow automation
  • Client data capture and insights
  • Regulatory compliance management
  • Annual review automation
Category
Regulatory compliance
Users
Financial advisory firms, Wealth management firms
Public API
Not offered

Not yet disclosed: deployment options, platforms, languages and support channels.

Pricing

Pricing isn't published

Saturn doesn't list prices publicly. Ask them for a quote.

Security and compliance

As reported by Saturn. Ask for audit reports before you buy.

  • SOC 2Certified
  • end-to-end encryption
  • encryption at rest
  • encryption in transit
  • external audits
  • HTTPS/TLS
  • no training on client data
  • staff security training

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