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Compliance Engine

Regulatory compliance · by Luthor

Continuous governance for enterprise marketing and communications.

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What it does

Continuous governance for enterprise marketing and communications. Ingests text, images, video, audio, SMS, social media, and URLs, and runs every policy on every asset in seconds.

  • Automated first-pass marketing compliance review
  • SEC and FINRA advertising rule screening
  • Trigger term and disclosure detection for lenders
  • Policy-driven compliance review automation
  • Audit trail and evidence generation for regulatory examinations
Category
Regulatory compliance
Built for
Financial services and insurance, Media and entertainment
Users
Asset managers, RIAs, and broker-dealers, Banks and credit unions, Mortgage lenders, Regulated industries (food, pharma, alcohol, tobacco, and more) and 2 more
Public API
Not offered

Not yet disclosed: deployment options, platforms, languages and support channels.

Pricing

Pricing isn't published

Luthor doesn't list prices publicly. Ask them for a quote.

Security and compliance

As reported by Luthor. Ask for audit reports before you buy.

  • SOC 2 Type IICompliant
  • GDPRCompliant
  • SEC 17a-4 ReadyCompliant
  • ISO/IEC 27001Compliant
  • 256-bit Encryption
  • AES-256 at rest
  • TLS 1.2+ in transit
  • Access controls
  • Continuous monitoring
  • Regular penetration testing
  • Immutable record retention
  • Standard Contractual Clauses for international transfers

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