Greenboard
AI-native system of action for SEC & FINRA compliance. One unified compliance platform for archiving, supervision, employee compliance, and firm oversight, purpose-built for SEC and FINRA-registered financial institutions.
Where Greenboard ranks
Current edition · updated Oct 20, 2026- Ranked #1Assess third partiesFinancial services and insurance · Third Party Compliance · 8 products reviewed
- Ranked #5Monitor complianceFinancial services and insurance · Communications Archiving & Supervision · 45 products reviewed
- Ranked #9Answer domain questionsFinancial services and insurance · GreenboardGo · 9 products reviewed
About Greenboard
AI-native system of action for SEC & FINRA compliance. One unified compliance platform for archiving, supervision, employee compliance, and firm oversight, purpose-built for SEC and FINRA-registered financial institutions.
Products
First true operating system for modern compliance teams.
AI-powered communications archiving and supervision across email, Slack, Teams, SMS, iMessage, and social media.
Automates personal trading pre-clearance, code of ethics attestations, and outside business activity tracking with best-in-class brokerage feeds powered by direct integrations a...
Streamlines marketing compliance review and approval workflows with AI assistance.
Turns compliance programs into systematic operations with automated compliance calendars, AI-assisted policy management and regulatory change management, and streamlined continu...
AI-powered vendor due diligence and risk assessment.
Preclearance, disclosure, and monitoring workflows for prediction market platforms including Kalshi and Polymarket.
AI-native automation built into every compliance workflow.
What customers say
“Helps us detect risk and automate more of our compliance program than previously possible...easy to use”
“I can't say they like compliance, but I can tell you that advisors love Greenboard”
“The personal support, the AI capabilities, and then the backing from the compliance expertise makes me a lot more comfortable... knowing that we're doing things the right way.”
- Platform
Root Financial uses Greenboard for AI-assisted video marketing review, YouTube archiving, Slack and text supervision, and employee compliance workflows. Greenboard reports estimated savings of 24 hours a week on…
Case study - Firm Compliance
JMG Financial Group uses Greenboard to centralize employee and firm compliance, communications supervision, and marketing review. Greenboard reports that JMG consolidated three legacy systems and reduced compliance…
Case study - Third Party Compliance
Greenboard reports that FSG consolidated compliance workflows, communications supervision, marketing review, employee attestations, and vendor diligence on its platform with ICA's consulting support. The case reports…
Case study
Security and compliance
As reported by Greenboard. Ask for audit reports before you buy.
- SOC 2 Type IICompliant
- WORM / 17a-4 Compliant ArchitectureCompliant
- 2025 Penetration Test
- Business Continuity and Disaster Recovery Policy
- Change Management Policy
- Change Testing
- Code of Conduct
- Cybersecurity Insurance
- Data Classification Policy
- Data Retention and Disposal Policy
- Disposal of Customer Data
- Encryption in Transit and at Rest
- Endpoint Security
- High Availability Configuration
- Incident Response Plan
- Incident Response Plan Testing
- Internal Control Monitoring
- Network Security Policy
- Production Data Use is Restricted
- Risk Assessment
- Secure Development Policy
- Segregation of Environments
- Vendor Due Diligence Review
- Vendor Risk Management Policy
- Vulnerability and Patch Management Policy
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