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Greenboard
AI-native system of action for SEC & FINRA compliance. One unified compliance platform for archiving, supervision, employee compliance, and firm oversight, purpose-built for SEC and FINRA-registered financial institutions.
- Founded
- Not disclosed
- Headquarters
- New York City, NY, USA
- Company size
- Not disclosed
- Products tracked
- 8
Products by Greenboard
Rankings
Appears in these rankings
Financial Services & InsuranceAnswer Domain Questionsvia GreenboardGo#4Knowledge, Search & ResearchFinancial Services & InsuranceAssess Third Partiesvia Platform#4Security, Risk & TrustFinancial Services & InsuranceMonitor Compliancevia Communications Archiving & Supervision#10Security, Risk & Trust
Customer voice
Customer testimonials
Quotes published on Greenboard's official website.
Helps us detect risk and automate more of our compliance program than previously possible...easy to use
I can't say they like compliance, but I can tell you that advisors love Greenboard
The personal support, the AI capabilities, and then the backing from the compliance expertise makes me a lot more comfortable... knowing that we're doing things the right way.
Customer outcomes
Case studies
Selected customer stories from Greenboard.
Pricing for Greenboard
Contact sales
Contact Greenboard for current plans, volume pricing, and enterprise terms.
Trust profile
Security and compliance
SOC 2 Type II
WORM / 17a-4 Compliant Architecture
2025 Penetration Test
Business Continuity and Disaster Recovery Policy
Change Management Policy
Change Testing
Code of Conduct
Cybersecurity Insurance
Data Classification Policy
Data Retention and Disposal Policy
Disposal of Customer Data
Encryption in Transit and at Rest
Endpoint Security
High Availability Configuration
Incident Response Plan
Incident Response Plan Testing
Internal Control Monitoring
Network Security Policy
Production Data Use is Restricted
Risk Assessment
Secure Development Policy
Segregation of Environments
Vendor Due Diligence Review
Vendor Risk Management Policy
Vulnerability and Patch Management Policy